Ready to Transform Your Practice through Technology, Automation, and Values-Aligned Systems?
I bring deep expertise in financial advisory, compliance, operations, and strategic profit analysis. I specialize in technology-driven process improvement, strategic automation, values-aligned system integration, compliant e-ink device implementation, and business-relevant artificial intelligence to elevate your practice efficiency.
Together, we’ll optimize workflows, automate repetitive tasks, leverage AI solutions, and ensure profitability by identifying and addressing profit leaks—all while staying closely aligned with your core values and business objectives.
You’re a Financial Professional Seeking Operational Excellence
- You understand the importance of streamlined, compliant operations.
- You’re eager to integrate meaningful technology, automation, and values-driven systems.
- You aim to enhance productivity, reduce overhead, improve profitability, and elevate the client experience.
- You’re ready to implement AI but unsure where to begin.
My Professional Experience and Achievements
Investment Advisory Business History
- Began as an independent advisor (1099), valuing the independence model
- Acquired a retiring advisor’s book of business
- Converted from 100% A-share to 90% advisory
- Digitally transformed the practice to be fully paperless
- Implemented CRM systems and integrated planning tech
- Trained staff and interns in optimized operations
- Acquired business ownership stake and led relocation
- Managed broker-dealer transitions and increased advisory fees for profitability
- Ran a peer study group for 4+ years
- Streamlined a 3-advisor, 5-admin practice to 2 advisors with no admin while doubling AUM
Corporate Financial Experience
- Oversaw Midwest P&L for a Fortune 200 company
- Identified profit leaks and drove strategic corrections
Industry Leadership
- LPL Ambassador Council (1 of 60 selected out of 29,000+)
- Member, AI Council and Research Council
- Active contributor to Financial Services Institute (FSI)
How I Can Support Your Practice
Technology & Automation Services
- Optimize and automate systems to reduce manual work
- Leverage AI for onboarding, compliance, and operations
- Maximize third-party technology stack integration
Values-Aligned System Integration
- Align tech + ops processes with firm values
- Embed client-experience enhancements into workflow
Compliant E-Ink Device Implementation
- Deploy secure e-ink tools for compliant note-taking
- Streamline document flow and reduce admin time
AI Implementation & Optimization
- Identify and onboard AI tools to improve engagement
- Automate regulatory processes and analytics
Operational Efficiency & Workflow Management
- Enhance profitability through strategic tech use
- Design resilient workflows with compliance in mind
Start Integrating Smart, Scalable, and Values-Aligned Solutions Today
Leverage my experience and track record to transform your practice with operational clarity, profitability, and future-ready tech integration.